Search Result

621 - 640 of 948 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles