Search Result

121 - 140 of 703 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis