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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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