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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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PR App 3.1

As Published: 2005

PR App 3.1

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 13.4 Financial Instruments

REC 2.7 Access to facilities

MIPRU 5.2 Use of intermediaries

PERG 13.3 Investment Services and Activities

COBS 2.3 Inducements

BIPRU 12.2 Adequacy of liquidity resources

APER 4.7 Statement of Principle 7

SUP 12.7 Notification requirements

SUP 2.4 'Mystery shopping'

PERG 14.1 Background

MCOB 5.6 Content of illustrations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading