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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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PERG 1.2 Introduction

INSPRU 8.2 Special provisions for Lloyd's

COLL 6.12 Risk management policy and risk measurement

SYSC 5.1 Skills, knowledge and expertise

SUP 16.4 Annual controllers report

SUP 4.5 Provisions applicable to all actuaries

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 9.4 Collective investment scheme (section 235 of the Act)

PRIN 1.1 Application and purpose

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order