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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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