Search Result

341 - 360 of 977 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose