Search Result

421 - 440 of 1149 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce