Search Result

481 - 500 of 971 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test