Search Result

221 - 240 of 1025 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC