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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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PR App 1.1

As Published: 2005

PR App 1.1

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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