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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

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