Search Result
PR 3.2 Filing and publication of prospectus
As Published: 2005
PR 3.2 Filing and publication of prospectus
…
COBS 9.3 Guidance on assessing suitability
As Published: 2007
COBS 9.3 Guidance on assessing suitability
…
REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)
As Published: 2004
REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)
…
ICOBS 8.2 Motor vehicle liability insurers
As Published: 2008
ICOBS 8.2 Motor vehicle liability insurers
…
SYSC 13.3 Other related Handbook sections
As Published: 2007
SYSC 13.3 Other related Handbook sections
…
COBS 9.6 Special rules for giving basic advice on a stakeholder product
As Published: 2007
COBS 9.6 Special rules for giving basic advice on a stakeholder product
…
ICOBS 2.5 Exclusion of liability and reliance on others
As Published: 2008
ICOBS 2.5 Exclusion of liability and reliance on others
…
DTR 5.5 Acquisition or disposal by issuer of shares
As Published: 2007
DTR 5.5 Acquisition or disposal by issuer of shares
…
PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)
As Published: 2005
PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)
…
DTR 1.3 Information gathering and publication
As Published: 2005
DTR 1.3 Information gathering and publication
…
PERG 4.3 Regulated activities related to mortgages
As Published: 2005
PERG 4.3 Regulated activities related to mortgages
…
PERG 11.2 Guidance on property investment clubs
As Published: 2006
PERG 11.2 Guidance on property investment clubs
…