Search Result

541 - 560 of 1068 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives