Search Result

561 - 580 of 1028 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions