Search Result

481 - 500 of 999 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution