Search Result

341 - 360 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

PR App 3.1

As Published: 2005

PR App 3.1

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars