Search Result

341 - 360 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company