Search Result

261 - 280 of 857 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State