Related provisions for FEES 5.7.4

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FEES 5.3.4GRP
FEES 5 Annex 1 sets out the fee tariffs for each industry block. 19
CREDS 2.2.31GRP
Some important compliance issues include:(1) insurance against fraud and dishonesty;(2) arrangements for the prevention, detection and reporting of money laundering;(3) establishing and maintaining a satisfactory system of control;(4) keeping proper books of account;(5) computation and application of profits;(6) investment of surplus funds;(7) capital requirements; (8) liquidity requirements;(9) limits on shares and loans;(10) maintenance of membership records;(11) submission
SUP 6.3.22GRP
The fees payable for a firm applying for a variation of its part IV permission are set out in FEES 3.8