Search Result

381 - 400 of 936 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)