Search Result

361 - 380 of 943 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

…

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

…

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…