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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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