Search Result

781 - 800 of 826 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer