Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19A.1 General application and purpose

SUP 15.9 Notifications by members of financial conglomerates

SUP 14.6 Cancelling qualification for authorisation

PERG 5.13 Appointed representatives

REC 6.1 Introduction and legal background

PERG 9.1 Application and Purpose

GEN 5.1 Application and purpose

MCOB 2.6A Protecting customer's interests: home purchase plans, home reversion plans and regulated sale and rent back agreements

SYSC 7.1 Risk control

RCB 2.3 Determination of registration

SUP 5.1 Application and purpose

MIPRU 4.2 Capital resources requirements

BIPRU 12.8 Cross-border and intra-group management of liquidity

PERG 5.3 Contracts of insurance

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order