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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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Similar To

SYSC 13.9 Outsourcing

BIPRU 12.5 Individual Liquidity Adequacy Standards

SYSC 2.2 Recording the apportionment

REC 6.5 FSA decision on recognition

MAR 5.6 Reporting requirements

REC 3.5 Disciplinary action and events relating to key individuals

MCOB 2.8 Record keeping

FEES 6.1 Application

SUP 14.1 Application and purpose

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 13.6 The recast Capital Adequacy Directive

SYSC 6.2 Internal audit

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading