Search Result

341 - 360 of 717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2011

REC 2A.3 Guidance on RAP recognition requirements

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose