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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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