Search Result

341 - 360 of 612 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction