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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles