Search Result

361 - 380 of 585 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications