Search Result

181 - 200 of 502 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities