Search Result

781 - 800 of 1101 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

REC 3.23 Default

As Published: 2011

REC 3.23 Default