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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

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REC 2.13 Promotion and maintenance of standards

MCOB 9.3 Pre-application disclosure

GEN 4.2 Purpose

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 8.3 Investor relations

COBS 16.3 Periodic reporting

LR 19.4 Continuing obligations

COBS 4.2 Fair, clear and not misleading communications

DEPP 6.7 Discount for early settlement

LR 13.2 Approval of circulars

REC 2.10 Financial crime and market abuse

REC 2.16A Operation of a multilateral trading facility

LR 18.2 Requirements for listing

COLL 5.2 General investment powers and limits for UCITS schemes

PERG 2.7 Activities: a broad outline

PR App 3.1

COLL 4.2 Pre-sale notifications

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms