Search Result

941 - 960 of 992 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

DTR 3.1

As Published: 2005

DTR 3.1

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction