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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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TC App 5.1

As Published: 2010

TC App 5.1

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

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