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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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