Search Result

501 - 520 of 1076 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background