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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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TC 2.1 Assessing and maintaining competence

COBS 6.3 Disclosing information about services, fees and commission – packaged products

PERG 8.24 Advising on investments

PERG 4.7 Entering into a regulated mortgage contract

PERG 4.9 Agreeing to carry on a regulated activity

REC 2.7 Access to facilities

DISP 1.10A Complaints data publication rules

COBS 6.4 Disclosure of charges, remuneration and commission

PERG 15.4 Small payment institutions, agents and exempt bodies

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

SUP 15.8 Notification in respect of particular products and services

MCOB 12.6 Business loans

MCOB 10.1 Application

MCOB 13.7 Business loans

MCOB 6.7 Business loans

REC 4.2A Publication of information by UK RIEs and RAPs

DEPP 7.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading