Search Result

441 - 460 of 1019 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision