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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

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COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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