Search Result

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.36 Illustrative tables

CASS 1.2 General application: who? what?

TC 2.1 Assessing and maintaining competence

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 4.7 Key investor information and marketing communications

COLL 6.11 Risk control and internal reporting

DISP 1.3 Complaints handling rules

GEN 2.2 Interpreting the Handbook

PERG 8.19 Additional restriction on the promotion of life policies

DISP 1.11 The Society of Lloyd's

REC 4.2B Exercise of passport rights by a UK RIE

PERG 3A.6 Territorial scope

PERG 12.2 Establishing, operating or winding up a personal pension scheme

ICOBS 2.5 Exclusion of liability and reliance on others

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order