Search Result

101 - 120 of 926 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application