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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

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SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

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