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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

…

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

…

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

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