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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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PERG 2.2 Introduction

SUP 13A.9 The precautionary measure rule for incoming EEA firms

SYSC 4.1 General requirements

SYSC 1.4 Application of SYSC 11 to SYSC 21

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

CRED 2.2 Structure

COBS 4.1 Application

PERG 8.7 Engage in investment activity

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 13A.3 Qualifications for authorisation under the Act

FEES 3.2 Obligation to pay fees

PERG 5.8 The regulated activities: advising on contracts of insurance

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order