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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

LR 12.1 Application

As Published: 2005

LR 12.1 Application