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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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