Search Result

381 - 400 of 913 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)