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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application